accuracy of orders, and can be examined that such orders are acquired as prescribed in the prospectus; (d) having a system for accepting customer’s complaint which supports the compliance with in the
examined that such orders are acquired as prescribed in the prospectus; (d) having a system for accepting customer’s complaint which supports the compliance with in the notification of the Securities and
certainty and accuracy of orders, and can be examined that such orders are acquired as prescribed in the prospectus; (d) having a system for accepting customer’s complaint which supports the compliance with
investment grade ratings bonds and (2) investment units of a mutual fund, which trades on every business day and does not have any restriction on transfer and pledge. In addition, such securities will be
ได้ (investment grade) (2) ให้ ก.ล.ต. พิจารณาความเป็นไปได้ในการสนับสนุนค่าใช้จ่ายในการพัฒนาทักษะของบุคลากรในตลาดทุน การขยายฐานผู้ลงทุน รวมทั้งการพัฒนาระบบเทคโนโลยีสารสนเทศ (IT System) เพื่อยกระดับ
ถือในระดับที่สามารถลงทุนได้ (investment grade)ทั้งนี้ ก.ล.ต. ได้เผยแพร่เอกสารรับฟังความคิดเห็นในเรื่องดังกล่าวไว้ที่เว็บไซต์ ก.ล.ต. https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=615 ผู้ที่
public and high net worth investors would have to be investment grade products only. This is primary quality screening of the bond issuers to check their capability of repaying obligations because such
. At any rate, KBank has studied the new regulations and made preparations, duly and thoroughly, to ensure that KBank has conducted our business in compliance with the revised legislation. Guidelines
expenses as they were required to set aside reserves for employee welfare benefits in compliance with the amendment to the new Labor Protection Act. Meanwhile, NPLs to total loans edged up slightly from the
– when combined with the amount paid to the Financial Institutions Development Fund in compliance with this law, the Deposit Protection Agency and the Bank of Thailand as required by the law on improvement