attend and exercise voting rights at AGM was non-compliance with the law on public limited company.Earlier, the SEC received complaints stating that Chairman of the Board of Nation Multimedia Group Public

ร่วมอบรม ด้วยสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ ("สำนักงาน") จะจัดอบรมเชิงปฏิบัติการ (Compliance Meeting) ไตรมาส 4/2553 ให้แก่เจ้าหน้าที่ดูแลการปฏิบัติงานด้านหลัก

Compliance Meeting ให้กับเจ้าหน้าที่ดูแลการปฏิบัติงานด้านหลักทรัพย์ (compliance officer) ในวันที่ 21 กันยายน 2555 เวลา 13.30 น. – 16.30 น. ณ ห้องฝึกอบรมชั้น 10 อาคารจีพีเอฟ วิทยุ ทาวเวอร์ บี ถนนวิทยุ โดย

- - Disclosure report 18 39 10 28 56 114 16 51 Report of securities holding of directors and executives 2 2 1 1 6 6 - - Non-compliance with securities offering 10 17 5 14 5 11 4 10 Others 4 8 - - 23 48 1 6 Public

Bank Global Capital Markets Practice, as part of the Reports on Observance of Standards and Codes Program. The report is based in part on a template/questionnaire completed by the law firm Weerawong

SEC Office may announce a detailed guideline for the benefit of compliance with the requirements under this Notification. In case of having complied with such guideline, it shall be deemed that an

and derivatives prices or market activity from graphs, technical analysis concept and scenario test. Clause 3 The SEC Office may announce a detailed guideline for the benefit of compliance with the

E-mail address Telephone number Fax number Mobile phone number 2. Principal place of practice Firm Name Position in the firm Address City State Postcode Country E-mail address Telephone number Fax

/esubmission_report_list_phase2.xlsx QAQR-04.xlsx assurance that it is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or risky industry? - Finance and Securities

that it is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or risky industry? - Finance and Securities - Banking - Digital Assets https