institutional investor or high net worth individual, investment units to be offered for sale must be disclosed on the SEC website and be traded at the same time and on the same day as its home country, except in
3,388,672.50 baht, 1,121,980 baht, and 621,980 baht, respectively. In addition, Chantip will be prohibited from holding position as director or executive of any publicly traded company or any securities
director or executive at any publicly traded company and any securities company for 12 months each. The banning period shall begin from the date each offender signs the letter of consent to comply with the
criteria are relatively more relaxed, and the expenses do not cause excessive burdens on the issuers. Companies capable of complying with the regulations may choose to be listed and traded on BdL or
admitted that the client allowed him to sell the securities in cases of making profit or potential loss. From his conversation with the client recorded, he traded securities for the client several times a
be traded while the clients merely accepted the transactions. For {B} case, it was found that he failed to completely record the client's trading securities orders for a number of transactions; the
complaint filed with the Department of Special Investigation on September 9, 2014. They traded UKEM shares in concealment on a continual basis, inflated and stabilized share price, and matched orders within
to the first two editions of the projects. Qualified businesses will be able to attend training courses on capital market, fund raising and preparation for becoming a publicly traded company. Moreover
found that {A} had been authorized by his client to make securities trading decisions on the client's behalf with high trading volume. The communication record showed that {A} traded the securities and
complaint were {A} and {D} for being accomplices in the said violation. {A} in colluding with {B} and {C} had traded TWZ shares with the intention to induce the general public into buying or selling such