procedures to determine the validity of such service providing was found. In case of another company, his observation and random count of physical inventories found discrepancy between the outstanding balance

control system, inability to audit outstanding balance of petroleum gas stock inventory,  gas tanks deposits, financial institutions accounts payable, and trade accounts receivable. In addition, the auditor

and admitted having used a client?s inactive trading account with outstanding credit balance to trade securities. In doing so, she told the client that she had sent incorrect trading orders

case. It was found that Ditipan had falsified his client?s deposit/withdrawal form so as to transfer the client?s money into credit balance account, instead of personal bank account as ordered by the

, and in the calculation of their net capital, adjust the risk value (haircut) of securities with irregular price movements, i.e., the securities required by the SET to trade on cash balance accounts for

investment management companies while achieving the appropriate right balance between regulatory flexibility and investor protection. At the same time, investors are offered money market funds as an

Secretary-General Tipsuda Thavaramorn said “Based on the regulation, we try to strike the balance between fostering innovation and building confidence to the relevant parties. Comments from all parties

token distribution.SEC Deputy Secretary-General Tipsuda Thavaramara said : “the proposed revision is an attempt to find a balance to supervise and reduce obstacles in practices from the regulations

general investors through any methods. Clause 30 To protect unitholders’ interest, or to maintain national economic and financial stability or stability of the financial market system, mutual fund

million, this is a new business for the Company. This is in accordance with the strategy of the company that wants to diversify operational risk by providing business with stability and sustainability