management of such investments, whether or not it is a central utility function and at any level, there shall be a procedure for requesting an approval from the intermediary’s board of directors in each case
แนวปฏิบัติ และหนังสือเวียนที่เกี่ยวข้อง แบบฟอร์มที่เกี่ยวข้อง Quality Assurance & Review Independent Audit Oversight Handbook for approval of foreign auditors เอกสารประกอบการบรรยาย SHARE : ติดต่อสอบถาม
; (6) not be company that fails to operate on date and in time specified without the SEC Office’s approval under Section 110 of the Securities and Exchange Act B.E. 2535 when the application is filed
investigative expenses. Regarding auditor oversight, the SEC will keep the record of the misconduct of Warot, Jeeranan and Jeeraporn for 10 years for future consideration if the three offenders apply for approval
ผ่านระบบ (Online Fund Approval and Management System : “OFAM”) โดยสำนักงานได้ปรับลดบางหัวข้อเพื่ออำนวยความสะดวกให้ บลจ. และเมื่อสำนักงานได้ปรับปรุงระบบ OFAM ให้เป็นไปตามประกาศใหม่แล้ว จะทำให้
its approval as an ICO Portal SEC Board approves establishment of Green Investment Trust to support national sustainability goals and regulatory amendments to enhance trading orderliness measures SEC
) “company” means a company filing an application for approval of an offer for sale of newly issued securities or a company approved to make a public offering of newly issued securities, which still has the
Regulatory Sandbox on 9 August 2024 Longroot (Thailand) was revoked of its approval as an ICO Portal SEC Board approves establishment of Green Investment Trust to support national sustainability goals and
. ________________________ Documents SHARE : Related News SEC launches Digital Asset Regulatory Sandbox on 9 August 2024 Longroot (Thailand) was revoked of its approval as an ICO Portal SEC Board approves establishment of