) accounting transaction between securities issuer or its subsidiary company and parent company, associated company, directors, executives, major shareholders or related persons of such persons; (3) events after
) เป็นหน้าที่หลัก เช่น - Cyber Defense Analysis ทำหน้าที่รวบรวม วิเคราะห์ และรายงาน network events เพื่อ identify threats และใช้มาตรการการป้องกันเพื่อปกป้องระบบเครือข่ายและระบบ IT ของบริษัท - Cyber Defense
such as co-brand activities whereas, the company can realize the Subsidiary's profit in the consolidated financial statements only 53.93%. The pricing is based on internal valuation of the Subsidiary
records of such activities in the form of recorded tape or electronic data storage. Clause 20 In trading securities with a retail client , a securities company shall prepare evidentiary documentation to
giving of advice or negotiation with a client is made on telephone or electronic means, a securities company shall keep the records of such activities in the form of recorded tape or electronic data
such occurrence to the SEC Office without delay. 11 Clause 21 Where evidence are appeared to the SEC Office that an oversea representative office of the intermediary has performed activities outside the
intermediary has performed activities outside the scopes as specified in Clause 18 or has taken any actions which may cause disgrace to the reputation of Thailand or may impact to international relationship
of the intermediary has performed activities outside the scopes as specified in Clause 18 or has taken any actions which may cause disgrace to the reputation of Thailand or may impact to international
of the intermediary has performed activities outside the scopes as specified in Clause 18 or has taken any actions which may cause disgrace to the reputation of Thailand or may impact to international
through its representative office. Clause 9 An appointment of a person as an agent in the Kingdom of Thailand shall be for the following activities only: (1) accepting the application for opening