expectations, and meet social and environmental responsibilities. 2.2.4 In considering the approval of the company’s targets (financial and non-financial), the board should ensure that they are suitable to the
Approval for Offering for Sale of Newly Issued Shares and the Notification of the Office of the Securities and Exchange Commission regarding Consideration of Company Size in Relation to Approval for Holding
which case specify whether the assignment is at least based on the shareholding percentage and whether or not the Company’s rules and guidelines require an approval from the board of directors, and by
Securities and Exchange Act B.E. 2535: “SECTION 22/2 The Secretary-General shall receive salary and other remunerations as specified by the SEC under the approval of the Minister. In specifying the salary and
approve the entire business transfer, the approval must be made by at least three-fourths of all the voting rights of shareholders attending the meeting and having a right to vote. Moreover, the acceptance
-discipline and market-discipline of securities and asset management companies by allowing a fast track approval scheme for those with good ethics and compliance records in their application for new branch
resolved to approve and propose the 2019 Annual General Meeting of Shareholders of the Business to be held on 23 April 2019 for consideration and approval of the annual dividend for 2018 of the Business at
of a license and granting of an approval under this Act. In cases where an application for a license or for an approval is refused, the applicant shall be notified of the reasons therefor.” SECTION 5
exchange and clearing house, and the licensing requirements which are in the process of approval ● Prescribed licensing rules for derivatives brokers, dealers, and fund managers ● Prescribed rules for the
. Therefore, the Company must seek approval for the issuance and offering of the newly issued preferred shares from the SEC prior to such offering to BBL. (b) Issue and offer 472,239,839,180 newly issued