Bangkok, 28 February 2018 ? The SEC is seeking public comments on the proposed exemption from filing the application or the registration statement for the offer for sale of shares issued by social
found that the aforesaid investment consultants proceeded with the redemption of long-term equity fund (LTF) units for clients in breach of the conditions for receiving tax benefits despite warnings
to open up new business opportunities for asset management companies to expand investor bases and enrich the types of financial products offered to investors in both markets. In addition, this joint
market ecosystem, positioning it as a resilient avenue for fund mobilization within the business sector and an appealing investment destination for investors. “The SEC gives priority to the collaboration
: Group 1: Chanyarat, as a director of Suan Orapin (Thailand) Co., Ltd., a lessee of a property of UOB8TF with the right to offer a bidding price for the property in competition with other bidders, knew
Special Administrative Region of the People's Republic of China and Thailand to facilitate cross-border offerings of funds between Hong Kong and Thailand for asset management companies by recognizing each
Bangkok, October 8, 2014 - The SEC imposed a three-month suspension on {A}, a securities investment consultant of Siam Commercial Bank PLC., for signing the buy/sell order form of investment units
Bangkok, July 22, 2014 ? The SEC is seeking public comment on proposed rules, conditions, and procedures for information disclosure in financial statements and operational result of foreign
derivatives business operators is determined by the types of license packages, each permitting a scope of various business undertakings. For example, Type A Securities Business License requires the minimum paid
Bangkok, June 12, 2015 ?The SEC is seeking public comments on proposed definition of qualified investor or angel investor for the purpose of investment in equity crowdfunding. This type of investor