six months. After the client fell for the solicitaion and transferred in the money, Pisist recorded false information in the company's documents by identifying the transferred money as his older

at the time, was committing wrongful acts against clients’ assets through misappropriation of their subscription money for mutual fund investment. In so doing, she fabricated and submitted false

.  Based upon these evidences, the SEC believed that Shine, Pataman and Supichaya had colluded to defraud other investors by making false appearance about trading in SLC shares using trading accounts and

in account for subscription of SECC newly issued shares, (4) registration of automobiles and making false record of revenue from SECC sale of automobiles.Owing to that fact that asset freeze order upon

connection, all business operators are required to place high importance and clearly communicate the information contained in their advertisements. The advertisement must not contain false, exaggerating or

of predicate offenses under the Anti-Money Laundering Act to include the offense relating to unfair securities trading under the Securities and Exchange Act; comprising imparting false or misleading

involves in or abets or has involved or abetted such act of other persons; (b) having reasonable grounds to believe that the person intentionally makes or has intentionally made false statements of material

the mutual fund needs to be dissolved. Division 3 Action to Take When an Investment Unit Value or Investment Unit Price is Incorrect ___________________ Clause 13 In this Division: “price compensation

that the possessed information is incorrect or erroneous. In addition, the intermediary shall have a system for keeping such received information in the manner of being able to reuse in conjunction with

reasonable time or when it appears that the possessed information is incorrect or erroneous. In addition, the intermediary shall have a system for keeping such received information in the manner of being able