expected that these ethical conducts would bring about trust in their work quality, and thus inducing a more trustworthy market environment for investors. Based on our 2015 inspections, the SEC observed
Principles of Corporate Governance - G20 version G 20/O E C D P rin c ip le s o f C o rp o ra te G o ve rn a n c e G20/OECD Principles of Corporate Governance ENG_Corporate Governance Principles_Cover.indd 3 27-Aug-2015 6:43:10 PM G20/OECD Principles of Corporate Governance OECD Report to G20 Finance Ministers and Central Bank Governors September 2015 G20/OECD PRINCIPLES OF CORPORATE GOVERNANCE © OECD 2015 3 Note by the OECD Secretary-General G20 Finance Ministers and Central Bank Governors Meet...
Report on the Observance of Standards and Codes (ROSC) CORPORATE GOVERNANCE COUNTRY ASSESSMENT Thailand JANUARY 2013 Report on the Observance of Standards and Codes (ROSC) CORPORATE GOVERNANCE COUNTRY ASSESSMENT Thailand January 2013 Acknowledgements This assessment of corporate governance in Thailand has been prepared by David Robinett, Ratchada Anantavrasilpa, and Catherine Hickey of the World Bank Global Capital Markets Practice, as part of the Reports on Observance of Standards and Codes Pro...
inaccurate or inexact, such information shall be revised and updated immediately; (3) in cases where any client cannot be contacted for the purpose of revising and updating the client’s information under
every year. (2) in cases where a client gives notice of any change in information or a fact appears to an intermediary that any material information of clients is inaccurate or inexact, such information
every year. (2) in cases where a client gives notice of any change in information or a fact appears to an intermediary that any material information of clients is inaccurate or inexact, such information
or fail to enter any material statements into accounting sheets or documents relating to management of a trust; (3) keep incomplete, incorrect, out-of-date or inaccurate accounts; or (4) certify the
into accounting sheets or documents relating to management of a trust; (3) keep incomplete, incorrect, out-of-date or inaccurate accounts; or (4) certify the correctness and completeness of the statement
into accounting sheets or documents relating to management of a trust; (3) keep incomplete, incorrect, out-of-date or inaccurate accounts; or (4) certify the correctness and completeness of the statement
Section 28 finds that the derivatives business operator has produced any false working papers or disclosed inaccurate or incomplete information in the financial statements or failed to comply with Section