application. SEC hereby notifies that Rich Gold Intertrade Co., Ltd. is not licensed to undertake securities business or derivatives business; therefore, the company is not subject to SEC’s supervision
supervision. In this regard, investors are advised to exercise discretion in case of encountering solicitation for investment with the company. In any case, investors can check the list of securities
in the international arena and increase investment alternatives for investors of both markets. SEC is therefore proposing to amend the rules on supervision of cross-border fund offerings to
To be in line with the government’s policy to promote the operations of social enterprises under the supervision of the Office of Social Enterprise Promotion, and to encourage more private
international standard setters for disclosure on sustainable finance, use of technologies and digitalization for development and regulation, advancement of financial technologies, supervision to promote the
would not only improve the efficiency of debt offering supervision but also lighten the loads of debt issuers and maintain appropriate protection for investors. For such proposes, the SEC Office is
related to takeovers. This will not only promote timely updates on new developments but also support proper and efficient supervision,” added Ms. Sirivipa.During the past five years, an average of 14
exchange with an exception for a SET permission.Therefore, SEC intends to revise the regulations on listed securities trading services outside the stock exchange for proper supervision and in accordance
Alert list. The application is easy and swift to navigate on the phone screen. One must only type in a name, to know whether it is approved, licensed, qualified, or registered under the supervision of
.) จัดบรรยายออนไลน์ให้แก่ผู้บริหารและเจ้าหน้าที่ของสำนักงานพัฒนาธุรกรรมอิเล็กทรอนิกส์ (สพธอ.) ใน 3 หัวข้อหลัก ได้แก่ (1) “IT Risk Regulation and Supervision” โดยฝ่ายกำกับและตรวจสอบความเสี่ยงด้านเทคโนโลยี