that company. This is to ensure that REIT receives full benefits from invested assets and that REIT can supervise and control subsidiary companies’ operations to be in compliance with the same rules
guidelines issued thereunder. This allows SEC to supervise the operation of ICO portal related to IT systems more efficiently and in accordance with the oversight standards imposed on other types of
manager, failed to supervise his subordinates ({B}, {C} and {E}) in performing their duties causing the aforesaid wrongdoings in violation of law on securities and exchange and relevant rules; classified as
power to supervise the providers of infrastructure services which use digital technology to improve the efficiency of transaction process in the capital market. Therefore, SEC is seeking comments from
exemption from the definition as DA Custodial Wallet Provider would be given to DA issuers who provide custody of self-issued DA for their clients, in line with the intent to supervise DA custodial wallet
Technology (1999) Public Company Limited (PRO), failed to supervise PRO to prepare and submit (1) the reviewed financial statements for Q4/2012, (2) the audited financial statements for the year 2012, (3) the
Mr. Donald Ian Mcbain Mr. Donald Ian Mcbain, as a director responsible for the operation of K-TECH Construction Public Company Limited (KTECH), failed to supervise KTECH to prepare and submit the
Miss Suttirat Sewee Miss Suttirat Sewee, Director responsible for the operation of Thai Unique Coil Center Public Company Limited (“TUCC”) failed to supervise TUCC to prepare and submit (1) the
All else being equal (no movement in share price, interest rates and no passage of time), option prices will • increase if there is an increase in volatility • decrease if there is a decrease in
Distribution of Newly Issued Shares and Share Warrants by Issuer