securities to the directors or employees for which the approved company has applied to the SEC Office for a waiver of the after-approval conditions, if the approved company is able to demonstrate that it meets
shall not be applied to any specific event falling within 1. to 6. which obtains an exemption from the Office, provided that the company is able to demonstrate that there are sufficient measures to ensure
) being able to demonstrate that such person is acknowledgeable and capable person in valuing the asset for widely used appraisal. In this regard, such person must have signed appraisal report as the
cessation of offerings in cases other than in connection with a merger or termination of a Hong Kong Covered Fund, the Hong Kong Covered Entity shall demonstrate to the satisfaction of the SEC that proper
effective engagement letter: 1. Demonstrate your knowledge of the company. Show that you have done your homework and understand the company’s business model and how a particular risk or issue relates to the
investors. Providing integrated reporting should demonstrate that directors routinely take a broader view of company performance and external trends and base their decisions on non- financial as well as
Capital Markets Services Licence (“CMSL”) A CMSL holder that submits an application to register an eligible professional as its Recognised Representative must demonstrate that it has the requisite policies
can demonstrate that it has adopted a mechanism which ensures that the management of the company shall be for the best interest of the business and its shareholders as a whole; (b) having benefits
used, and approvals of sale transactions; No examination of appropriate cut-off documents, i.e., documents that demonstrate the transfers of risks and rewards from sellers to buyers, when testing the
, this process could be improved further with adequate consultations and proper documentation of judgments to demonstrate clearly that before providing such services, the firms had considered all relevant