Complex Instruments Type 2 is allowed to give advice to investors about capital market products with non-complex features and investment units or debt securities with high risks or complexity, e.g
investor”, “ultra-high net worth investor” and “high net worth investor” shall have the same definitions as specified in the Notification of the Securities and Exchange Commission concerning Determination of
infrastructure assets A Trust for high net-worth investors vs retail investors Termination of a trust The Settlor Trust's duties Structure of infra trust The major rules Minimum mobilized capital of
. Clause 2 The Notification of the Securities and Exchange Commission concerning Rules on Exempting the Offer for Sale of Units of Foreign Collective Investment Scheme to Institutional or High Net Worth
. Clause 2 The Notification of the Securities and Exchange Commission concerning Rules on Exempting the Offer for Sale of Units of Foreign Collective Investment Scheme to Institutional or High Net Worth
เอกสารรับฟังความคิดเห็น เอกสารรับฟงความคิดเห็น เร่ือง การอนุญาตใหจัดตั้ง กองทุนรวมตราสารหนี้ท่ีมีความเสี่ยงสงู (High Risk Fixed-Income Fund) จัดทําโดย สํานักงานคณะกรรมการกํากับหลักทรัพยและตลาดหลัก
Microsoft PowerPoint - Discussion of risks for auditor Discussion of risk ฝ่ายกํากับบัญชีตลาดทุน 2 agenda 1. Economic Environment 2. Political Environments 3. High Risk Industries 4. Specific
- region listed companies. At the global level, the SEC facilitated the opportunity for Thai intermediaries to sell the products in renowned markets; China, Japan and Korea, for example, while the
on intra- region listed companies. At the global level, the SEC facilitated the opportunity for Thai intermediaries to sell the products in renowned markets; China, Japan and Korea, for example, while
high-growth economies of Laos, Myanmar, and Cambodia. Furthermore, we established a regulatory framework to support the offering of unit trusts for funds investing in ASEAN through the ASEAN Collective