made via telephone or by electronics mean, a record of audio tape or electronic storage medium thereof shall be kept by the derivatives agent. (2) Records of the details of transaction executed for its

record of audio tape or electronic storage medium thereof shall be kept by the derivatives agent. (2) Records of the details of transaction executed for its customers, confirmation statement, evidence of

records of such activities in the form of recorded tape or electronic data storage. Clause 20 In trading securities with a retail client , a securities company shall prepare evidentiary documentation to

giving of advice or negotiation with a client is made on telephone or electronic means, a securities company shall keep the records of such activities in the form of recorded tape or electronic data

กนักระทาํการ - painting the tape คือ การส่งคาํสังซื)อหรือขายหรือโอนหลกัทรัพย ์ โดยรู้เห็นหรือตกลงกบับุคคลอืน อนัผิดไปจากความเคลือนไหวของการซื)อขายหลกัทรัพยน์ั)นทีเกิดขึ)น ในตลาดหลกัทรัพยก่์อนหนา้นี) ซึ ง