Tor Lor Thor. 8/2557 Rules on Personnel in the Capital Market Business (Codefied) 03/06/2014 01/07/2014 Notification of Capital Market Supervisory Board TorLorThor. 8/2557 Rules on Personnel in the
117 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board Tor Lor Thor. 8/2557 Rules on Personnel in the Capital Market Business (Codefied) 03/06/2014 01/07/2014 Notification
director and executive of issuing companies and listed companies. In addition, the offense of Eakarat, who was personnel in the capital market business at the time, caused him to be a person with
characteristics of personnel in the capital market business. SEC has therefore revoked the approval as personnel in the capital market business for Mr. King for 10 years, as major shareholder of securities
Chiaravutthi, CFA and the CFA Society of Thailand. ?Undoubtedly, high potential personnel having knowledge, capability and ethical behavior is the key success factor for Thai capital market to stand out in the
) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis and Investment Consultant dated
details for implementation by the personnel or person assigned to operate the business; (2) Information, including the roles and responsibilities, of the personnel in charge of operations in the event of
details for implementation by the personnel or person assigned to operate the securities company; (2) Information, including the roles and responsibilities, of the personnel in charge of operations in the
maintaining or recovery of business operations which contain sufficient details for implementation by the personnel or person assigned to operate the securities company; (2) Information, including the roles and