temporary suspended. Private consumption contracted as a result of weakening purchasing power and high household debt. Government have implemented financial relief measure to help those affected by the COVID
was controlled or suspended by the financial regulatory authority. For the purpose of considering prohibited characteristics under sub clause (c) and (d), the term “financial institution” means
minimum rate of 25,000 baht per year and not more than the maximum rate of 10,000,000 baht per year. In the case where a licensee has suspended the operation of all types of securities businesses specified
recognized (such as cash collected from auction sale pending recognition, suspended account for debt repayment, check pending collection and suspended account for write-off). However, cash collection is not an
institution: O yes O no 6.15 Pending under the period prescribed by an order of the Office to be suspended, revoked or prohibited to perform the duties of personnel in securities business or derivatives
suspended, revoked or prohibited to perform the duties of personnel in securities business or derivatives business in any position or nature of work: O yes O no 6.16 Pending under the period prescribed by an
suspended, revoked or prohibited to perform the duties of personnel in securities business or derivatives business in any position or nature of work: O yes O no 6.16 Pending under the period prescribed by an
manners. (a) being suspended or revoked an approval or having any characteristic causing termination of approval, or being taken similar action and unable to perform the duties as capital market personnel
custody of the securities company and where the client’s account is suspended from making transactions in compliance with the rules of such securities company. For the benefit of providing reports on
suspended from making transactions in compliance with the rules of such securities company. For the benefit of providing reports on clients’ assets, payment of interest shall not be deemed as a transaction