securities business in the category of the securities brokerage, securities dealing, securities underwriting, securities borrowing and lending or securities finance business; “Service provider” means a person
Office Service From Service Provider dated 23 July 2003 shall be repealed. Clause 2. In this Notification: “Securities company” means a company licensed to undertake securities business in the category of
investment scheme. “home regulator” means a regulator who has the authority to supervise collective investment schemes or CIS operators. “securities company” means a securities company that obtains the
No. 23) (Repealed) Concerning Approval on Undertaking of Securities Business in the Category of Mutual Fund Management B.E. 2545 (Repealed) Concerning Approval on Undertaking of Securities
cycle, the SEC, therefore, concentrated on verifying the completeness of audit firms’ disclosures of their related parties and assessing the effectiveness of safeguards implemented by the firms to manage
volume, increased selling prices, and ability to manage operating costs. Our 2017 Gross Profit was recorded at Baht 541.4 million, a 4.5% increase from that of 2016. Power Business In 2017, our Share of
SEC’s Notifications and the SEC Office’s Notifications concerning undertaking securities business in the licensed category; (3) the newly established limited and public limited company shall be capable of
” means a company licensed to undertake securities business in the category of securities brokerage or securities dealing excluding a person licensed to undertake securities dealing that is limited only to
instruments and investment units; “Securities company” means a company licensed to undertake securities business in the category of securities brokerage or securities dealing excluding a person licensed to