Securities and Exchange Commission No. Sor Thor. 18/2563 Re: Holidays of Securities Companies and Derivatives Business Operators for the Year 2020 (No. 2) Whereas the Cabinet has passed the resolution
reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 18/2563 Re: Holidays of Securities Companies and Derivatives Business Operators for the Year 2020 (No. 2) Whereas
Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications |- Fees |- Related Circular Letter Executives of securities companies and personnel in securities business |- Approval and
Section 230 Securities and Exchange Act B.E. 2535 Section 230. Securities companies may jointly establish an association related to securities business with an object of promoting, without seeking
Listing Names of Persons on Database of Directors and Executives of Securities Issuing Companies By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities
, asset management companies, non-life insurance companies, life insurance companies and relevant bodies. The SEC has disclosed the list of the I Code endorsers on CG Thailand website at www.cgthailand.org
Punyashthiti, SEC Assistant Secretary ? General, said that the SEC is drafting the regulations on primary listing to allow foreign companies to launch initial public offerings (IPOs) and become listed firms on
The SEC has implemented the initial intensive measures for securities public offering companies and listed companies that commission carbon footprint preparation reviewer in accordance with the
2012 cooperative framework between SEC and CSSF in the exchange of information on fund management companies and mutual funds. Furthermore, CSSF has been pleased to support Thai funds’ unit