) from any act or omission from any act which violates or is contrary to (a) the law on securities and exchange or the Notifications issued thereunder; or (b) the law on derivatives or the Notification
under his or her supervision (if any) from any act or omission from any act which violates or is contrary to (a) the law on securities and exchange or the Notifications issued thereunder; or (b) the law
shall bear no term or condition in which the securities company can be waived its responsibility to the clients, whether it is done from the act or omission of an act, intentionally or by negligence of
misstatements in the future. Incorrect accounting estimate from misinterpretation of facts Others Omission of an amount or disclosure Application of accounting policies Selection of accounting policies Judgments
institution’s clients. However, the securities company must, in case of cross-border omnibus accounts, assess the adequacy and effectiveness of the financial institutions’ KYC/CDD measures and controls prior to
company must, in case of cross-border omnibus accounts, assess the adequacy and effectiveness of the financial institutions’ KYC/CDD measures and controls prior to requesting for approval from senior
financial institution’s clients. However, the securities company must, in case of cross-border omnibus accounts, assess the adequacy and effectiveness of the financial institutions’ KYC/CDD measures and
amounted to Baht 48 million). Net account receivable was increased by Baht 75 million. The allowance for doubtful accounts policy, the Company and subsidiary assess primarily on analysis of payment histories
34 million. The allowance for doubtful accounts policy, the Company and subsidiary assess primarily on analysis of payment histories and future expectations of customer payments. At end of the year