, having obtained an approval from the SEC Office, determined by the securities company association. Clause 3 A business operator shall prepare and store any document or evidence relating to investment in
caution when using services of securities business operators, derivatives business operators or digital asset business operators who have not obtained a respective license, as well as foreign digital asset
paragraph of Section 281/2 to a fine not exceeding the damages or the benefit obtained but not less than 500,000 baht.On complaints relating NMG take-over as to whether or not relevant laws have been violated
provision.However, the draft guidelines will be effective and applicable to the aforementioned business operators only if approval from SEC has been obtained. SEC is, therefore, seeking comments from the business
Bangkok, February 24, 2015 ? The SEC announced the success of ?Pride of the Provinces? Project in the past three years joined by 289 companies from 42 provinces. Recently, 15 participants obtained
. Salary will not be less than the amount previously obtained while welfare will be similar to that of SEC personnel working in the equivalent positions.?For inquiries on the above matter, please call the
regard to any claim of high return of investment, and check whether the solicitor has obtained a license or approval properly. Public fundraising through securities offering needs prior approval while in
baht in case of PTI, and 89.4-227.6 million baht compared to 403.72 million baht in case of ESERVE. In addition, some ESERVE projects have not obtained a power purchase agreement (PPA) from the