% from the previous year. The selling expenses are employee's expenses, sales commission, maintaining room expenses that has not been transferred, expenses of the ownership transferring. The main change in

decisions for investors, while Nitchawan interfered with investors? assets by withdrawing and transferring securities of investors.Both offenders violated or failed to comply with the rules on capital market

. Apichart Chansakulporn, Miss Bongkorn Chansakulporn, and Mr. Sorawit Chansakulporn, has benefited from the use of the mechanism of the Stock Exchange in transferring the ownership of Kitha Properties from

penalized {B} by transferring her to perform duties unrelated to provision of services for sales of securities products from 25 December 2018 to 16 April 2020, which exceeded the penalty period imposed by

KTB Securities? investigation report. From the SEC probe, it was found that the complainant was lured into transferring money into a bank account at KTB Securities for payment of securities trading and

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...

Asia Industry Company Limited (“Subsidiary Company”) in order to do legal registration of transferring the ownership of 87 machines no. 41-318-306-0197 to 0286, located at 88 Rama II Road (Thonburi

prescribed in Clause 15. The money borrowing of the REIT under the first paragraph shall also mean the money borrowing by a company of which the REIT is a shareholder under the first paragraph of Clause 12/1

capital market as the mean to ensure that the audit firm’s policies and procedures are proper and in line with the requirements of Thai Standard on Quality Control 1, (“TSQC 1”). This subsequently

Smart Traffic Co., Ltd. to the existing shareholders at a price of Baht 20 million and to the third parties at a price of Baht 18 million by mean of bidding resulting in the Company’s realization of the