> Management of Mutual Fund Regulations SHARE : Detail Content Management of Mutual Fund Summary of regulations Related Regulations Summary of regulations 1. Authority of the SEC 2. Fund managers 3
> Management of Mutual Fund Regulations SHARE : Detail Content Management of Mutual Fund Summary of regulations Related Regulations Summary of regulations 1. Authority of the SEC 2. Fund managers 3
) Environmental uncertainty (Cormier al, et, 2013) Personal aims of the managers, i.e. conservative or aggressive (Rodrigues & Esteban, 2012) Economic/Financial crisis (Latridis & Dimitras, 2013; Trombetta
SHARE : SEC penalizes eight investment consultants and three branch managers of LBDU agent Monday 21 November 2016 | No. 110 / 2016 Bangkok, 21 November 2016 - The SEC has revoked the approval of eight
transactions of digital asset fund managers digital asset business operators. Essentially, the proposed amendment would allow digital asset fund managers to apply for a quota to execute foreign exchange
allocation for foreign exchange transactions of digital asset fund managers digital asset business operators. Essentially, the proposed amendment would allow digital asset fund managers to apply for a quota to
. Derivatives broker shall keep the evidence relating to derivatives trading under the following https://publish.sec.or.th/nrs/4642pe.doc Translation information relating to its fund managers in the forms and
/4492pe.doc Translation managers in accordance with forms and procedures provided in the electronic system in the web site of the Office: (1) report on appointment of fund managers which shall be submitted
/RoyalEnactment/enactment-digitalasset2018.pd... ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ derivatives fund managers being a financial institution regulated by other agencies; “ electronic data” means data
) Translation provided in the Office’s electronic work system: (1) report on appointment of property fund managers which shall be submitted not less than fourteen days prior to the appointment date; (2) report on