. Permsin Yongvongpaiboon's account on 19-23 September 2016, 3 October 2016, 12-13 October 2016 and 3, 7, 9, 10 and 14 November 2016. Therefore, such acts were done in a way to take advantage of other
the inside information and buy 7,940,100 shares of PTL in PAPL’s securities trading account between April 1, 2016 - May 4, 2016 in such a way as to take advantage of other persons through the assistance
to the public and he has access by virtue of his office or position and acts in a way as to take advantage of other persons as follows: (1) uses the information on PTL’s performance in the standalone
quarter of 2016 to the third quarter of 2017 of seven listed company clients by taking advantage of Mr. Warot’s authorized access to the draft financial statements in the EY information system and the
advantage of other persons before its was disclosed to the public on 28 October, 2016 and Mr. Krirkkrai involves by executed trading orders of JTS shares. 02/10/2019 agreed to comply with civil
Pathomrungsiyunggul’s securities trading account to puschased 1,286,700 of UVAN shares in such a way as to take advantage of other persons before UVAN disclosed the inside information to the public on 23 February 2018
way as to take advantage of other persons before UVAN disclosed the inside information to the public on 23 February 2018. (2) During 12 July to 10 August 2018, Miss Amornrat Kasemsakdakorn aided or
responsibly, avoiding taking advantage of or misleading customers, or causing misunderstanding about the products and services offered by the company. (3) Responsibilities to business partners by engaging in
one of the most important tools for re-enforcement of the financial market structure. This is because it enables investors to prevent and manage risks that are associated with the volatility of the
to procure, for himself or the other person, any advantage to which he is not entitled by law. 15 (3) having a reasonable ground to believe that there is a materially inappropriate demeanor [i