Capital Market Business (No. 7) dated 30 August 2017. ** Investment consultant on non-complex products in the capital market and investment units or debt securities having high-risk or complex
Definitions of Institutional Investor, Ultra High Net Worth Investor and High Net Worth Investor, dated 24 December 2021.
said criteria will be announced.Vorapol Socatiyanurak, SEC Secretary-General said, ?Under the revised criteria, all shares having high turnover ratio will be listed on the Turnover List as the limit of
public and high net worth investors would have to be investment grade products only. This is primary quality screening of the bond issuers to check their capability of repaying obligations because such
Complex Instruments Type 2 is allowed to give advice to investors about capital market products with non-complex features and investment units or debt securities with high risks or complexity, e.g
volatilities which are increasingly evolving and shifting at a rapid pace, repercussions grow as regional economies become more inter-connected. The Thai capital market needs the capacity to stay resilient and
(EDC) catered to businesses with a high volume of daily cash transactions such as hospitals, beauty salons, hotels, restaurants, convenience stores, department stores, gold shops, car dealers, airlines
are shifting from on premise to on cloud. Revenue from Placement Service For the first 3 months of 2020, revenue from placement service has declined by 2.04 THB mn or 32.08% from the first 3 months of
SEC’s efforts in providing technical assistance to support the Thai capital market in shifting from ESG to the SDGs, from process and policy compliance to measuring and delivering positive impacts,” Mr
. Clause 2 The Notification of the Securities and Exchange Commission concerning Rules on Exempting the Offer for Sale of Units of Foreign Collective Investment Scheme to Institutional or High Net Worth