rated for the issuance and offering for sale to institutional investors (II), ultra-high net worth investors (UHNW) and high net worth investors (HNW), unless the offering is in the form of private
Definitions of Institutional Investor, Ultra High Net Worth Investor and High Net Worth Investor, dated 24 December 2021.
Capital Market Business (No. 7) dated 30 August 2017. ** Investment consultant on non-complex products in the capital market and investment units or debt securities having high-risk or complex
public and high net worth investors would have to be investment grade products only. This is primary quality screening of the bond issuers to check their capability of repaying obligations because such
Complex Instruments Type 2 is allowed to give advice to investors about capital market products with non-complex features and investment units or debt securities with high risks or complexity, e.g
company?s shareholders. ?The SEC promotes holding company with high potential to raise funds through the capital market and list on the Thai bourse, as not only will more attractive listed firms on the
Bangkok, July 23, 2015 ? The SEC warned investors of scams involving money transfer into the securities firms? accounts by offering wealth management services with high rate of returns and other
said criteria will be announced.Vorapol Socatiyanurak, SEC Secretary-General said, ?Under the revised criteria, all shares having high turnover ratio will be listed on the Turnover List as the limit of
Bangkok, February 9, 2012 - The SEC has closely monitored the incident on December 30, 2011 where net asset value ("NAV") of domestic mutual funds investing in offshore ETF was irregularly high. The