providing service under Clause 3, derivatives broker shall undertake the followings: (1) arranging to have process to ensure that customer acknowledge risks associated with derivatives trading on foreign

Questionnaire No. Particulars Reference /Guidance Notes Description Risk Assessment Process for Governance and Leadership element A1 What are the quality risks in Governance and Leadership element

additional monitoring activites, beyond those mentioned in questionaire A5, such as changes in quality objectives, quality risks and responses during a year? Please briefly describe those additional monitoring

higher than the minimum price as appraised by IFA if EMC is not able to satisfy the condition precedent. Moreover, the Project is exposed to legal risks on the issues of building modification; uncertainty

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enhance suitability for the characteristics of digital assets and types of associated risks Businesses and in alignment with the specific characteristics and risks associated with different types of digital

characteristics of digital assets and types of associated risks Businesses and in alignment with the specific characteristics and risks associated with different types of digital assets * while adhering to

of digital assets and types of associated risks Businesses and in alignment with the specific characteristics and risks associated with different types of digital assets * while adhering to

Business Law to enhance suitability for the characteristics of digital assets and types of associated risks Businesses and in alignment with the specific characteristics and risks associated with different

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