instruments or investment unit, or securities financing business under the Securities and Exchange Act; (3) a juristic person established under foreign law, which is a derivatives business operator in the
Fund Act B.E. 2530: ““single fund” means a fund established for employees of a single employer. “pooled fund” means a fund established for employees of multiple employers.” * Readers should be aware that
standards to promote audit quality on a continuing basis. The International Forum of Independent Audit Regulators (IFIAR) – a multilateral organization of audit oversight body established with the intention
addition, the economic slowdown in 2019 created a price war competition in this industry. For this quarter, the outbreak of COVID-19 since middle of March 2020 caused a direct impact toward customers
submitted. For example, some respondents proposed that a red list of activities be created, and the scope of Thailand Taxonomy be expanded to cover other economic activities (i.e., manufacturing and
submitted. For example, some respondents proposed that a red list of activities be created, and the scope of Thailand Taxonomy be expanded to cover other economic activities (i.e., manufacturing and
definition to be Crypto Assets** that are created using cryptography method in a decentralized ledger network (Distributed Ledger Technology – DLTs) or similar technology instead of being defined as
Secretary-General ]7 . . . . . . . . Mission and Goals The SEC has been founded on May 16, 1992 upon the promulgation of the Securities and Exchange Act B.E. 2535 (1992) (the SEC Act) with the primary
Regulators Group) in Kuala Lumpur, Malaysia. The AARG was established by the collaboration from the Audit Oversight Board (“AOB”) of Malaysia, Accounting and Corporate Regulatory Authority (“ACRA”) of
1 แบบแสดงรายการขอ้มลูการเสนอขายหลักทรัพย ์ (แบบ 69-ASEAN) แบบแสดงรายการขอ้มลูการเสนอขายหลักทรัพย ์ กรณีบรษัิทไทยเสนอขายหลักทรัพยใ์นไทยและประเทศกลุม่อาเซยีนพรอ้มกนัหรอืในเวลาใกลเ้คยีงกนั Registration Statement for Thai-incorporated Company to offer for sale of securities in Thailand and ASEAN member country simultaneously or in proximate period (ชือ่บรษัิททีเ่สนอขายหลักทรัพย)์ (Commercial Name of the Issuer) - ใหร้ะบลุกัษณะทีส่ าคญัของหลักทรัพยท์ีเ่สนอขาย เชน่ ประเภทหลกัทรัพย ์จ านวน ราคาเสนอขายต...