any false statements or omits to state any material information which should have been disclosed, the securities holders shall be entitled to claim damages from the securities offeror or the securities

act or causing damage to properties, creditors or the public; 3. failing to perform duties with due care or loyalty; 4. intentionally making a materially false statement or concealing a material fact

client’s derivatives trading is inappropriate or may contravene the law on derivatives ; (c) the client fails to notify, provide information or prepare clarification under subclause (1), or provides false or

client’s derivatives trading is inappropriate or may contravene the law on derivatives3; (c) the client fails to notify, provide information or prepare clarification under subclause (1), or provides false or

displaying information in accordance with the following criteria: (1) using language that is easily understood; (2) not displaying language or information that is false, exaggerated, misleading or may cause

false statement, concealment of material facts that are needed to be disclosed, nor statement that may be materially misleading. 2. Financial projection for the current year -None- 2 3. Pending material

market: (a) engaging in any unfair trading of securities and derivatives; (b) undertaking dishonestly or causing damage to properties, creditors or the public; (c) intentionally making false statement or

, or giving false information to the counterparty . Clause 12/1 In the case where a securities company buys securities from an issuer to resell to a client , the securities company shall distribute

12 A securities company shall not mislead its counterparty regarding material facts of securities trading by refraining from disclosure of information, distortion of information, or giving false

ห้องค้า และไม่อำพรางเป็นผู้ลงทุนเพื่อยันยันรายการซื้อขาย โดยผู้ลงทุนรับทราบเป็นต้น (4.7) ต้องไม่เป็นผู้ส่งคำสั่งซื้อขายหลักทรัพย์ที่ไม่เหมาะสม (false market) (4.8) ต้องยับยั้ง ทักท้วง หรือแจ้ง ในการให้