conditions***. Additionally, mandatory deposits with DA custodians would not be required.The SEC will draft a notification of the proposed amendments and conduct a public hearing with stakeholders before
conducting this public hearing on the proposed amendments to the relevant regulations, with the essences summarized as follows: (1) Prohibiting local securities companies from accepting orders of purchase
conducting this public hearing on the proposed amendments to the relevant regulations, with the essences summarized as follows: (1) Prohibiting local securities companies from accepting orders of
offence under the Anti-Money Laundering Act B.E. 2542 (1999), including its amendments. Filing a criminal complaint by the SEC is only the beginning of the criminal enforcement process. As to whether the
expanded investment scope. The SEC also held a session on 14 August 2024 to clarify these amendments for AMCs and relevant business operators. Under the new criteria, Thailand ESG Fund can invest in a
to gather comments and suggestions from the public and stakeholders. Most of the respondents agreed with the principles and the proposed amendments to the governing regulations. The SEC has therefore
Notifications related to the amendments to the Vayupak Fund regulations have taken effect since 5 September 2024. -----------------------------Remark: The two relevant Notifications are: (1
channels to investors in both primary and secondary markets. The SEC is therefore conducting this public hearing on the proposed principle and draft amendments to the ministerial regulations and relevant