comments on the proposed rules for data submission to the SEC Office by digital asset business operators and initial coin offering (ICO) portals. The proposal aims to promote a clear understanding and a
started their business before 27 November 2020 and plan to continue the business to submit an application for respective licenses within deadline on 24 February 2021. Those who have not commenced such
types of digital asset business operators to provide the best benefits for clients. The amendment becomes effective on 1 February 2023. On 10 November 2022, the SEC Board Meeting No. 15/2565 passed a
management of the same mutual fund management company by using such securities or other assets; (3) The mutual fund management company is unable to make a redemption payment in cash; (4) The
denominated in Thai Baht by foreign companies shall also be complied with. Related Handbooks/ Guidelines Appendix 1 : Events that would require a copany to update information in the registration statement using
Placement of a Warrant (PP Warrant) Regulatory Summary Public Offering of a Warrant (PO Warrant) can be done in accordance with the following requirements: The offering company must be incorporated under Thai
key missions is to promote financial stability for sustainable well-being of the Thai people, provision of adequate and accurate financial knowledge and information for their proper decision-making is
(“DA operators”). This is to accommodate the clients with information necessary for their service decision-making which includes potential risks relating to DA operators’ asset keeping and use of third
onwards. The Capital Market Supervisory Board passed a resolution approving the amendments to the regulations to clarify the nature of business operation of securities issuing companies or listed companies
) increasing market width and depth to promote the Thai capital market as a regional financial connector; (4) promoting market based financing for all businesses, especially small and medium size enterprises