additional documents and evidence within the period specified by the Office. The Office shall deem that the applicant no longer wishes to seek an approval to become a fund manager in case where: (1) the

applicant to give statements or submit additional documents and evidence within the period specified by the Office. The Office shall deem that the applicant no longer wishes to seek an approval to become a

. Clause 14 A securities company shall require that any investor contact who wishes to give advice or conduct analysis of securities investment through media seek a prior approval from the securities company

company shall require that any investor contact who wishes to give advice or conduct analysis of securities investment through media seek a prior approval from the securities company. In this regard, the

company shall require that any investor contact who wishes to give advice or conduct analysis of securities investment through media seek a prior approval from the securities company. In this regard, the

derivatives trading. Clause 24. In the case that a client wishes to enter into derivatives trading which involves specific risks that are different from those indicated in the risk disclosure statement under

to certify that the derivatives broker has given an explanation on risks which may arise from derivatives trading. Clause 24. In the case that a client wishes to enter into derivatives trading which

to certify that the derivatives broker has given an explanation on risks which may arise from derivatives trading. Clause 24. In the case that a client wishes to enter into derivatives trading which

securities of the Company, but wishes to apply for a waiver from the requirement to make a tender offer for all securities of the business by virtue of the resolution of the Shareholders’ Meeting (Whitewash

locations. Buyer wishes to acquire such franchise business from the Seller, and has thus entered into the Assets Sale and Purchase Agreement with the Seller on October 11, 2018 (the “Signing Date”), with the