.56(1) in conjunction with 199 Criminal Complaint Filed with an Inquiry Official Dated 29/10/2014

order; however, attempt to arrest the juristic person representative failed and the statute of limitations ran out. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 29/10/2014

Quantum Benchmark CorporationQuantum Benchmark Corporation Quantum Benchmark Corporation colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and

Globalview Consulting Co.,Ltd. Globalview Consulting Co.,Ltd. colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management by

Mr. Ruangrit Pansiri Mr. Ruangrit Pansiri colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management by advertising

statute of limitations ran out. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 31/03/2015

the juristic person representative failed and the statute of limitations ran out. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 31/03/2015

Mr. Arya Payungvivattanakul Mr. Arya Payungvivattanakul, director of Globalview Consulting Co.,Ltd, colluded with other alleged offenders in operating securities businesses of brokerage, investment

Ms. Aroonvadee Kittikasemsak Ms. Aroonvadee Kittikasemsak colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management by

500,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in fine of Baht 250,000. SEC Act S.241 Criminal Complaint Filed with an Inquiry Official Dated 13/03/2015