regulations: Clause 1 The Notification of the Securities and Exchange Commission Re: Rules, Conditions and Procedure for Applying for License and Granting of License to Provide Services as Securities Registrar
virtue of law, and Clause 1 of the Notification of the Capital Market Supervisory Board No. TorThor. 59/2552 Re. Criteria and Schedule to Submit Reports of Securities Companies dated 3 August 2009, the
and Section 34(2) of the Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this notification hereto: (1) “derivatives broker
) of the Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this notification hereto: (1) “derivatives broker” means any person
Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this notification hereto: (1) “derivatives broker” means any person licensed to
following regulations: Clause 1. In this Notification: (1) “Notification of the Board of Governors of the Stock Exchange of Thailand” means the Notification of the Board of Governors of the Stock Exchange of
capital market business personnel for 6 months, effective from June 27, 2015. *Clause 11(6) of the SEC Office Notification No. SorKhor.15/2548 Re: Approval of Investor Contacts and Standards of
following regulations: Clause 1 This Notification shall come into force as from 16 November 2008. Clause 2 The following notifications shall be repealed: (1) Notification of the Securities and Exchange