destination of the region. Vorapol Socatiyanurak, SEC Secretary-General said that ?During October, 2011- April, 2015, the SEC has been striving forward the Thai capital market with the emphasis on development
Bangkok, July 4, 2016 ? The SEC has revoked the approval of two capital market investment consultants, namely Ms. Panita Autthasereevong and Ms. Nitchawan Singkham, for 10 years each, starting July 1
business.? The objectives of the rule-amendment are to promote flexibility and prevent conflict of interest. The proposal has undergone series of discussions with various stakeholders including securities
Bangkok, January 20, 2016 ? The SEC is seeking public comments on draft revisions to the rules concerning definition of investors and investment of mutual funds in line with international standards
Mr. Anek Yooyuen, Deputy Secretary-General of the SEC, said: “We have been on the case regarding the complaints against the ZipUp+ project of Zipmex Co., Ltd. So far, the SEC has enforced the law on
COMMONWEALTH BANK OF AUSTRALIA | Q6/2013
COMMONWEALTH BANK OF AUSTRALIA | Year 2013
investment decision carefully. For example, Notice Pending (NP) in case of awaiting material information, or Caution (C) in case a listed company has the characteristics as prescribed in the governing
tax-saving fund that will support the government sector’s policy on promotion of the public’s financial well-being through long-term savings and investment. Essentially, to be eligible for the SSF