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SEC teams up with financial and media allies to present a month-long series of online free seminars on financial and investment management

The seminar series will showcase a pool of knowledge and advice from certified financial planners (CFP) and experts on financial, investment and debt management. Investors and the interested public

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8108

SEC public hearing on a proposed revision to the principles for considering share offering below market price for ESOP of repurchased shares

the offering of newly issued shares at a price lower than the market price to be consistent for all types of offering, and is therefore proposing to revise the principles for ESOP of repurchased shares

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9803

SEC and CFA Institute co-host a webinar to promote capital market professionals’ integration of ESG factors into investment analysis and investment decision making

The webinar aimed to equip professionals in the Thai capital market with a fundamental understanding of ESG factors and the knowledge of how to provide ESG-related services to their clients, as well

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9109

SEC to host a webinar on “Business and Human Rights in the Thai Capital Market” to commemorate the 10th Anniversary of the UNGPs

The live webinar features special lectures and CEO panel discussion to share views and experiences on business management in compliance with respect for human rights principles. The seminar agenda is available at: https://bit.ly/3BaRpjx.

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9168

SEC files a criminal complaint against 11 directors of Energy Earth for making false entries or failing to enter any material statement in documents

The allegation is a consequence of various complaints lodged in relation to the increased debt of THB 26,000 million following EARTH’s submission of the financial statement for the first quarter

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8204

SEC is open for comments on the draft notification on the delegation of other persons by business operators to operate a business on their behalf

SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8392

SEC files a criminal complaint against MRC - BIZ and its director for public offering of digital tokens and operating digital asset exchange without license

misconduct of MRC - BIZ is liable to offering for sale of digital tokens and operating digital asset exchange without license, which is a legal offense under Section 17 and Section 26 subject to the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7550

SEC cooperates with DSI in the investigation of EARTH coal mining cases and files a criminal complaint against EARTH and its three responsible directors

The SEC is also working with the DSI in accordance with the bilateral Memorandum of Understanding for Cooperation to investigate EARTH’s suspicious acquisition of the legal rights over coal mines in

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7911

The SEC’s public hearing on the proposed measures to prevent the usage of digital asset as a tool in the commission of crime and to supervise digital asset custodial wallet provider

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=691

This news release on a criminal complaint has been removed from the website upon request of the persons named in the complaint because the legal proceedings have ended and the final results are in

SEC files criminal complaint against 11 SLC share price manipulators Bangkok, September 9, 2014 ? The SEC today filed a criminal complaint with the Department of Special Investigation (DSI) against

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5572