or value of investment units; (2) fees or expenses imposed on investors; (3) merger or amalgamation of mutual funds; (4) acceptance of debt repayment in the form of securities or other assets by funds
or value of investment units; (2) fees or expenses imposed on investors; (3) merger or amalgamation of mutual funds; (4) acceptance of debt repayment in the form of securities or other assets by funds
collected from investors; (3) Merger or acquisition of mutual funds; (4) Acceptance of repayment by way of securities or other assets of the fund; (5) Actions to be taken in case where the liquidity of any
where there is an incorrect calculation of the number of units or value; (2) Fees or expenses collected from investors; (3) Merger or acquisition of mutual funds; (4) Acceptance of repayment by way of
where there is an incorrect calculation of the number of units or value; (2) Fees or expenses collected from investors; (3) Merger or acquisition of mutual funds; (4) Acceptance of repayment by way of
changed by the operation of law governing merger of business of such person. In cases where the original payee has acted as the agent to collect and receive payments of debts incurred but there is a change
limited to legal risk, reputational risk, operational risk, and strategic risk. The function should be independent of the internal audit function (if body) and senior management to assist them in assessing
. • Clarify the specific aspects of climate-related risk and opportunities each governing body has oversight for, and how this oversight is provided • State the frequency with which each body reviews climate
after closing. 6. There is no order, injunction, judgment, decree, regulation or court order issued by any governmental authority, regulatory body or court of competent jurisdiction which is in force, and
Kong and the ongoing supervision of SFC-authorised funds. As a statutory body, the SFC’s regulatory objectives and functions are defined and governed by the Securities and Futures Ordinance. The SFC’s