details for implementation by the personnel or person assigned to operate the business; (2) Information, including the roles and responsibilities, of the personnel in charge of operations in the event of
juristic offenders in eight cases and the total remittance of more than 50 million baht as public revenue. Mr. Somchai Pongpattanasin, SEC Assistant Secretary?General in charge of the Enforcement Division
Tuesday 21 May 2019, Mr. What Tingsamit, Chairperson of the National Human Rights Commission of Thailand; Mrs. Prakairatana Thontiravong, NHRC Commissioner in charge of the International Covenant
unlawful gains from Seamico Securities Public Company Limited (ZMICO). On December 29, 1999, the SEC filed a criminal complaint against Nuprapat, an ex-ZMICO director, on the charge of corporate fraud
charge. The event will be held on Tuesday March 10, 2015, 08.30 ? 16.30 hrs., at Room 1601 and 1501, the SEC Office, Vibhavadi-Rangsit Road. Please contact 0-2263-6023 or 0-2695-4674 for more information
proceeding, starting from 6 October 2016.In this case, the ban was not resulted from a criminal complaint initiated directly by the SEC, but from a criminal charge of the public prosecutor. The SEC had
, they shall face an additional charge.________________________________
are available free of charge. _____________________________
strongly advised to thoroughly check and make sure that all receipts or evidence of payment are issued by the companies in charge. In case of making an agreement to buy an investment product outside the
Division comprises Intermediaries Supervision and Development Department, Intermediaries Inspection Department and Licensing Department. 2. Deputy Secretary-General Vasant Thienhom is in charge of the