Checklist for Foreign Exchange-Traded Fund (ETF) Application Form Name of foreign ETF: ________________________________________________________ Home Economy
/ bonds with a bondholders' representative). (Original requirements) - Applicable to the offering of bonds only. - Application shall be submitted for an approval. The following qualifications will be
with a bondholders' representative). (original requirements) - Applicable to the offering of bonds only. - Application shall be submitted for an approval. The following qualifications will be
bonds/ bonds with a bondholders' representative) (original requirements). - Applicable to the offering of bonds only. - Application shall be submitted for an approval. The following qualifications will
requirements) - Application shall be submitted for an approval. The following qualifications will be considered: 1. Financial statements shall be prepared in accordance with the financial reporting
Board  TorThor. 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries 26/06/2013 16/07/2013 Report/Form (Notification of Securities and
of no less than one hundred million baht on the application date and having the paid-up registered capital of no less than one hundred million baht prior to the license issuing date; (2) being able to
(UNOFFICIAL TRANSLATION) (Updated as of 2015) Form 61-1 1. Application for Approval of Capital Market Auditor Date: ............. Month: ......... Year: .......... Dear Secretary-General, Office of
(UNOFFICIAL TRANSLATION) (Updated as of 2015) Form 61-1 1. Application for Approval of Capital Market Auditor Date: ............. Month: ......... Year: .......... Dear Secretary-General, Office of
probed into the case and found conversation in the LINE Application that {A} traded securities for herself through the client's securities trading account. During a certain period of time, she made a