of the Office of the Securities and Exchange Commission No. SorThor/Nor. 19/2550 Re: Application Form for Approval of Agricultural Futures Trading Business by Operators of Derivatives Business
providing services. Clause 2 Person intending to undertake securities business in the category of inter - dealer brokerage shall file an application for approval of establishment of limited company or public
Supervisory Board No. Tor Jor. 15/2563 Re: Application for Approval and Granting of Approval for Offer for Sale of Newly Issued Shares (No. 8) By virtue of Section 16/6 of the Securities and Exchange Act B.E
Application for registration as a foreign auditor Date…………………………………… Dear Secretary General of the Securities and Exchange Commission of Thailand I, Mr./Mrs./Miss ………………………………….……… (applicant’s name
On 3 August 2023, the SEC Board Meeting No. 12/2023 passed a resolution approving the principles and draft regulations related to application for approval and granting of approval for derivatives
Bangkok, 28 February 2018 ? The SEC is seeking public comments on the proposed exemption from filing the application or the registration statement for the offer for sale of shares issued by social
it ever filed an application for an initial coin offering (ICO) with the SEC.The interested public should be aware of possible risks involved in digital asset investment and contact a licensed digital
operators in the capital markets who plan to apply fintech must comply as follows: (1) Set a policy on fintech application at board or executives level; (2) Have personnel understand the basic
follows: (1) Implement a policy on fintech application at board or executives level ; (2) Have persons understand the basic principles of technology usage;(3) Allow fund managers or
application. SEC hereby notifies that Rich Gold Intertrade Co., Ltd. is not licensed to undertake securities business or derivatives business; therefore, the company is not subject to SEC’s supervision