(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
wrongdoers while allowing victims to monitor the progress of issue solutions at every step.” Mrs. Chavinda Hanratanakool, Member of the Board of Directors, the Federation of Thai Capital Market Organizations
. or FC.) - a photocopy of license or notification issued by such organization or agency permitting the applicant to operate the derivatives business in the category applied for registration. 2.2
sandbox (Q3/2024) (2) Outsourcing rules for ICO portal / allowing securities companies to support sales and distribution (Q4/2024) ▪ Revising the Digital Asset Business Law in consistent with the
___________________________________________________________________ Remark : The rationale for issuing this Notification is to prescribe the rules for appointing or allowing director, manager or person with power of management of one securities company to be or
___________________________________________________________________ Remark: The rationale for issuing this Notification is to prescribe the rules for appointing or allowing director, manager or person with power of management of one securities company to be or
Notification is to prescribe the rules for appointing or allowing director, manager or person with power of management of one securities company to be or perform duty as director, manager or person with power of
Baht) Million Baht According to the announcement of the Department of Energy Business regarding the characteristics and quality of diesel oil, BE 2562, dated 30 January 2019, determined by allowing