set aside reserve capital in accordance with law controlling business undertaking of such legal entity; (2) be able to show that its operational system will be prompt for operating securities business
its operational life 4. Assess the resilience benefits of the infrastructure and ensure it does no harm to the resilience of the defined system it operates within 5. Ongoing monitoring and evaluation
Notification of the Office of the Securities and Exchange Commission concerning the Operational Control and Security relating to Information Technology of Securities Company; (2) the Notification of the Office
paragraph relating to computer or electronic system: (1) the Notification of the Office of the Securities and Exchange Commission concerning the Operational Control and Security relating to Information
Notification of the Office of the Securities and Exchange Commission concerning the Operational Control and Security relating to Information Technology of Securities Company; (2) the Notification of the Office
Notification of the Office of the Securities and Exchange Commission concerning the Operational Control and Security relating to Information Technology of Securities Company; (2) the Notification of the Office
responsive to the different needs of market participants without unfairly advancing the interests of any particular group to the disadvantage of others; Promptly deal with identified issues and misconduct
รองรับความเสียหายที่เกิดขึ้นจาก การปฏิบัติงานผิดพลาด (“operational risk”) ในอัตราคงที่ไม่ผันแปรตามขนาดและปริมาณการประกอบ ธุรกิจ จึงอาจเป็นภาระต่อ บลจ. ขนาดเล็ก และไม่เพียงพอต่อ บลจ. ขนาดใหญ่ 1 ประกันภัย
fast and convenient access to main securities exchanges of the ASEAN members. In April 2010, the ASEAN Finance Ministers’ Meeting (AFMM) approved the Implementation Plan, advancing the regional efforts
1 Forth Smart Service Public Company Limited (FSMART) 3Q18 Management Discussion and Analysis Operational Summary 9M18 Operational Summary Total revenue from core business was Bt2,523mn, increasing