Bangkok, February 5, 2014 - The SEC suspended {A}, a capital market investment consultant for trading securities on behalf of client while working for Kasikorn Securities Plc.Following a report from
Bangkok, January 17, 2014 ? The SEC is seeking public comment on proposed revisions to the rules on prevention and management of conflicts of interest and proprietary trading applicable to both
According to referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that during January - February 2017 Apichart Sukjirawat, Assistant Managing Director in charge of Accounting and Finance of ICHI, knew the inside information related to ICHI's financial statement year 2016, which would show a decline in the net earnings resulting from net operating loss in the fourth quarter of 2016. Apichart then sold 3,529,800 ICHI shares in his account during 1...
were liable to be offenses related to insider trading that caused the rise of the CHG share price. The inside information that Dr. Kumpol became aware of or possessed was CHG’s operating results for
(13) Mr. Nattapon Chalermpot – all appeared to have relationships with one another – had engaged in trading activities of FVC stocks, exhibiting a pattern of trading in mutual awareness or agreement
Facebook Page "แม่ทองสุก Trading" impersonates "MTS Gold Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 29/01/2024)
Facebook page "MTS Gold Trading" impersonates "MTS Gold Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 19/12/2023)
Facebook page อ้างชื่อ HGF Day Trading Gold Futures : Unlicensed securities and derivatives business (Disclosure Date : 28/05/2024)
Facebook page อ้างชื่อ ฮั่วเซ่งเฮง Gold Trading : Unlicensed securities and derivatives business (Disclosure Date : 30/05/2024)
Facebook page "HSH Newbie Gold Trading" impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 10/06/2024)