July 31, 2007, the SEC probed into the case and found that {A}, {B}, {C}, {D} and {E} had colluded to trade RICH shares in concealment through 15 related persons securities trading accounts. They traded
to the first two editions of the projects. Qualified businesses will be able to attend training courses on capital market, fund raising and preparation for becoming a publicly traded company. Moreover
director or executive at any publicly traded company and any securities company for 12 months each. The banning period shall begin from the date each offender signs the letter of consent to comply with the
- Rules Summary - Related Rules and Regulations GOVERNANCE OF PUBLICLY TRADED COMPANY (Securities and Exchange Act B.E. 2535 Chapter 3/1 Connected Transaction
(LTFs) Additional rules for exchange traded funds (ETFs) Additional rules for property sector funds Money Market Funds with constant NAV (MMF constant NAV) Investment in funds under the same mutual fund
rules for long term funds (LTFs) Additional rules for exchange traded funds (ETFs) Additional rules for property sector funds Money Market Funds with constant NAV (MMF constant NAV) Investment in funds
rules for exchange traded funds (ETFs) Additional rules for property sector funds Money Market Funds with constant NAV (MMF constant NAV) Investment in funds under the same mutual fund management company
retirement mutual fund (RMF) Additional rules for foreign investment funds (FIFs) Additional rules for country funds Additional rules for long term funds (LTFs) Additional rules for exchange traded funds (ETFs
for foreign investment funds (FIFs) Additional rules for country funds Additional rules for long term funds (LTFs) Additional rules for exchange traded funds (ETFs) Additional rules for property sector