Annualized return (%) Sources: Morningstar, Fund fact sheet, SEC database complied by Research Department of Thai SEC There were various policy actions taken by regulators. Making public awareness is one of an
, as well as taken into consideration the potential impact on the unitholders of each class. (3) Naming a mutual fund The name of a mutual fund shall not mislead investors about features, types
the Securities and Exchange Act B.E. 2535; (b) net profit or not loss from operation during three consecutive years prior to the year of filing the application; (c) any step taken by the
show that its operational system will be prompt for operating securities business in the category of venture capital management; consideration on which will be taken into account its internal control
specify: ……………………………………………………………………………….. …………………………………………………………………………………………………………. …………………………………………………………………………………………………………. 4. Complaints that Complainant has taken Never complain this matter to the SEC
shared her perspective and vision for leading the SEC organization after recently assuming office. “I have taken on a new role in a familiar organization and working environment, with the primary goal of
Enterprise IT Objective: Information technology systems are taken on a major role as a business driving force and constitute one of the core operating systems where disruption will have an impact on the
: Governance of Enterprise IT Objective: Information technology systems are taken on a major role as a business driving force and constitute one of the core operating systems where disruption will have an impact