by the Office. 2. Scope of activities The scope of activities must relate to the skills and knowledge useful for performance of duties as investor contact including: 2.1 Business-related knowledge e.g
Office. 2. Scope of activities The scope of activities must relate to the skills and knowledge useful for performance of duties as investor contact including: 2.1 Business-related knowledge e.g.: (a
channel management per the scope and conditions set by the BOT. Commercial banks are required to annually submit a service channel strategic plan and a report on their service channels to the BOT
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
potential investments before committing. • Motivated to research the range of investments incorporated in investment products in order to make both a financial and ethical decision on their suitability
เดียวกัน ให้ระบุข้อมูลดังกล่าวไว้ด้วย หลักเกณฑ์การประเมิน Ease of Doing Business : ในหัวข้อ Protecting Minority Investors มีการประเมิน extent of corporate transparency index ซึ่งพิจารณาจากการเปิดเผยข้อมูลใน
24 August 2007 which have been in effect prior to the effective date of this notification shall remain in full force to the extent that they are not inconsistent with or contrary to the provisions of
ETF Mutual Fund, dated 24 August 2007 which have been in effect prior to the effective date of this notification shall remain in full force to the extent that they are not inconsistent with or contrary
notification shall remain in full force to the extent that they are not inconsistent with or contrary to the provisions of this Notification until notifications, orders and circulars issued under or prescribing
been in effect prior to the effective date of this Notification shall remain in full force to the extent that they are not inconsistent with nor in contrary to the provisions of this Notification until