intermediary obligates to operate its businesses properly, fairly and in compliance with codes of conduct and professional standards and in order that an intermediary’s services are reliably and trustworthy, the
businesses were assisted in transition to become more transparent in order to meet with good corporate governance practices while commit to create value for shareholders and to be trustworthy for investors
more trustworthy.”ThaiBMA Director Mr. Tada Phutthitada said “the DLT will help increase the efficiency of securities issuing , clearing and settlement , and other systems. Furthermore, the DLT will
guidelines of financial advisor which are precise, reliable, secure and sufficient to ensure that the functions of financial advisor shall be performed in accordance with the professional standards and ethics
ลักษณะที่ส ำคัญ ช่ือกองทุน (ภำษำไทย) : กองทุนเปิดธนชาต อีสทส์ปริง Global Green Energy ช่ือกองทุน (ภำษำอังกฤษ) : Thanachart Eastspring Global Green Energy Fund ช่ือย่อ : T-ES-GGREEN ประเภท : กองทุนรวมตราสารทุนต่างประเทศ ประเภทกองทุนรวมหน่วยลงทุน Feeder Fund อำยุโครงกำร : ไม่ก าหนด จ ำนวนเงินของโครงกำร : 12,000,000,000.00 บาท วันที่ได้รับอนุมัติให้จัดต้ังและจัดกำรกองทุนรวม : 14 สิงหาคม 2563 วันที่จดทะเบียนกองทุนรวม : 1 ธันวาคม 2563 ประเภทและนโยบำยกำรลงทุนของกองทุนรวม 1. ประเภทโครงกำร • กองทุนรวมตร...
as auditor in the capital market shall have the following characteristics: (1) having an audit quality control system which is sufficient and reliable for supervising its auditors’ work performance to
Distribution of Newly Issued Shares and Share Warrants by Issuer
prescribed rules. Clause 34/15 The following financial statements of the applicant shall be accurate, reliable and in accordance with the regulations under Clause 35: (1) In case where the financial statements
rebranding campaign, the SEC has launched a new corporate logo symbolizing a friendly and modern identity:1) The blue font represents a trustworthy national institution, a key pillar for promoting economic
International Organization of Securities Commissions’ Sustainable Finance Network and Sustainable Stock Exchange initiative (Regulator Group) to share experiences and contribute to sustainable finance directions