emissions. Thailand Taxonomy Phase 1 was publicly released on 30th June 2023.The development of the Thailand Taxonomy Phase 2 involves expanding the scope to cover additional economic sectors that emit large

greenhouse gas emissions. Thailand Taxonomy Phase 1 was publicly released on 30th June 2023. The development of the Thailand Taxonomy Phase 2 involves expanding the scope to cover additional economic

Previously SEC had a policy to support securities companies and derivatives business operators in Thailand (or intermediary business operators) to expand their scope of services for Thai investors to

as consultants to securities companies or relating to investment management, and other work within the scope of performing duties as personnel in the capital market business.  

provide the five-step wealth advisory service under the scope of their licensed business. Other interested business operators may submit an application for approval to SEC and SEC will consider their

dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities

Advisors and Scope of Work. The SEC, therefore, has suspended the approvals of {X1} Securites and {A} as financial advisor and financial advisory supervisor throughout the remaining periods of their

implementation. 2. Entering a Business Assistance Agreement with AM: IFA is of view that the scope of services, service fee, and other terms and conditions from the agreement are reasonable for GJS?s current

giving advice on trading derivatives contracts with underlyings of gold, precious metals, oil and foreign currencies, in a foreign market beyond the scope of permissible businesses granted to her employer

(1) Mr. Plew Trivisvavet, (2) Mr. Phongsarit Tantisuvanitchkul, and (3) Mrs. Payao Marittanaporn, who neither attended nor had the right to vote on this agenda item. 6. Nature and Scope of Interests of