statement, audited by auditor, in positive position. In this regard, in case the intermediary has raised its capital after the date of the latest financial statement, the amount of raised capital could be
regard, in case the intermediary has raised its capital after the date of the latest financial statement, 1 The regulations concerning net capital rules hereby refer to: (1) The Notification of Securities
pursuing any other means to verify the transactions. This raised doubt whether such transactions were executed as truly intended by the clients. In addition, a certain share transfer from a client account
• Report to the senior management or the board on the risk Assign a risk owner Choose risk responses Develop a plan Execute the plan and monitor its effectiveness https://www.hkex.com.hk/-/media/HKEX-Market
abet the others in connection with such behavior. Part 2 Effectiveness of the Possession of Prohibited Characteristics __________________ Clause 7. In cases where the applicant for approval of capital
loophole of program of system software such as DBMS operational system and web server etc.. [M] · Testing the system software related to the security and operation effectiveness prior to installment and
operation effectiveness prior to installment and after altering or maintenance.[M] o Providing compliance guideline for operate the software such as personal firewall, password cracker etc. and consistently
%, respectively. The increase in sales stemmed from sales generated from new stores, while an improvement in the effectiveness of product assortment planning led to the continued expansion of the Company’s gross
sustainable value creation Principle 3: Strengthen board effectiveness Principle 4: Ensure effective CEO and people management Principle 5: Nurture innovation and responsible business Principle 6: Strengthen