: “Management company” means a securities company licensed to undertake securities business in the category of mutual fund management. “Closed-end fund” means a mutual fund which does not accept the redemption of
Re: Operational Control and Information Technology Security of Securities Companies Whereas in these days securities companies widely accept information technology as an instrument for securities
financial market. The Board of Directors has passed the resolution to accept financial assistance from Jaymart Public Company Limited in the amount of 50,000,000 Baht (Fifty Million Baht) as mentioned
market. The Board of Directors has passed the resolution to accept financial assistance from Jaymart Public Company Limited in the amount of 50,000,000 Baht (Fifty Million Baht) as mentioned. However, the
)) | - |- Selling Agents (Section 100) |- Internal operation of Securities Companies | - |- Proprietary Investment (Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch
Securities Companies | - |- Proprietary Investment (Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch | - |- Outsourcing Services | - |- Joint Management Agreement / Other
operation of Securities Companies | - |- Proprietary Investment (Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch | - |- Outsourcing Services | - |- Joint Management
to the condition that the issuers must not accept the tokens for staking purpose, except the staking for voting, joining the event, or sharing benefits from the ecosystem activities, and must not use
, the suspension thus ends concurrently. In this regard, the SEC will not accept her future application for approval as capital market business personnel, starting from 31 March 2021 until the original